Top 10 Compliance Management Best Practices

Security and Compliance are under the microscope

Compliance has become one of the most important things that CIOs and CFOs need to focus on. With increased regulations and requirements from external entities, compliance is both difficult and complex. There are many rules and regulations that an organization should adhere to. These rules are set by governmental bodies and industry associations.

CIOs must understand the importance of implementing and enforcing litigation readiness processes and policies. Successful e-discovery relies on a balanced mix of people, processes, and technology. If a proactive process isn't established, employees' expertise and advanced technology capabilities will have significantly less impact. Also, to reduce the chance of employees sharing damaging or classified communications, CIOs should implement guidelines for the dissemination of sensitive knowledge.

The compliance process needs to be structured and robust enough to deal with all of the changing compliance requirements. To support this, the top 10 best practices are: